Brown v. Board of Education, 347 U.S. 483 (1954)
Author: Warren (unanimous) Outcome: Plaintiffs win ($d = 1$: segregation violates EP) Concurrences: None Dissents: None
1. Holding ($H_t$)
"We conclude that in the field of public education the doctrine of 'separate but equal' has no place. Separate educational facilities are inherently unequal." (p. 495)
"[W]e hold that the plaintiffs and others similarly situated for whom the actions have been brought are, by reason of the segregation complained of, deprived of the equal protection of the laws guaranteed by the Fourteenth Amendment." (p. 495)
As constraint on admissible $(w, c)$: Rules out any decision rule under which state-mandated racial segregation in public schools is constitutional, even when tangible facilities are equal. Formally: if $z$ has (racial classification = facial, institutional setting = public education, tangible equality = yes), then admissible $(w, c)$ must map to $d = 1$ (invalidate). The weight on intangible/psychological harm from segregation must be large enough to be dispositive when tangible factors are equalized.
What the holding does NOT constrain:
- Whether racial classifications outside education are subject to the same rule
- What level of scrutiny applies (no tier specified)
- Whether race-conscious remedies (affirmative action) are similarly constrained
- Whether the principle is colorblindness or anti-subordination
- Whether intent matters (the cases involve facial classifications, so intent is stipulated)
2. Fact vector $z_t$
2a. Raw salient facts
- Facial racial classification: State laws "requiring or permitting" segregation of white and Negro children in public schools solely on the basis of race (p. 483, 488). Favors: plaintiff.
- Tangible facilities equalized: "the Negro and white schools involved have been equalized, or are being equalized, with respect to buildings, curricula, qualifications and salaries of teachers, and other 'tangible' factors" (p. 492). Favors: government (but Court rules it insufficient).
- Psychological harm of segregation: "To separate them from others of similar age and qualifications solely because of their race generates a feeling of inferiority as to their status in the community that may affect their hearts and minds in a way unlikely ever to be undone" (p. 494). Favors: plaintiff.
- Importance of public education: "Today, education is perhaps the most important function of state and local governments... It is the very foundation of good citizenship" (p. 493). Favors: plaintiff (raises stakes).
- Intangible educational qualities lost: Relying on Sweatt, the Court notes "those qualities which are incapable of objective measurement but which make for greatness in a law school" (p. 493). Favors: plaintiff.
- Social science evidence of harm: "Segregation of white and colored children in public schools has a detrimental effect upon the colored children" (p. 494, quoting Kansas court). Favors: plaintiff.
- Inconclusive original understanding: "although these sources cast some light, it is not enough to resolve the problem with which we are faced. At best, they are inconclusive" (p. 489). Favors: neither (removes a potential ground for the government).
2b. Dimension mapping
| Dimension | Value | Raw fact(s) mapped | Textual basis |
|---|---|---|---|
| D1 Facial classification | High | Facial racial classification | State laws "requiring or permitting" segregation by race (p. 483, 488) |
| D2 Protected trait | Race | Facial racial classification | Throughout |
| D3 Intent evidence | N/A (facial) | — | Classification is explicit; no need to infer intent |
| D4 Interest strength | Not addressed | — | The state's interest in segregation is never articulated or weighed |
| D5 Means-ends fit | Not addressed | — | No scrutiny framework applied |
| D6 Stigma / caste | High | Psychological harm; social science evidence | "generates a feeling of inferiority" (p. 494) |
| D7 Institutional setting | Public education | Importance of education | "perhaps the most important function of state and local governments" (p. 493) |
| D8 Precedent density | High conflict | — | Directly confronts Plessy; overturns 58 years of "separate but equal" in education |
Unmapped facts:
- Tangible equality does not map cleanly to any existing dimension. It is not a government interest (D4), not means-ends fit (D5), and not stigma (D6). It is closer to a factual predicate that the Court rules legally insufficient — the holding says tangible equality cannot save segregation. This might warrant a separate dimension capturing the sufficiency of formal equality.
- Inconclusive original understanding does not map to EP D1–D8. It is a methodological fact about how the Court resolves interpretive disputes. It maps to DP D6 (methodology) but has no EP counterpart.
Notable: The Court deliberately brackets tangible equality. The Kansas court found "substantial equality as to all such factors" (p. 492 n.9). The holding turns entirely on the intangible harm of segregation itself — stigma, psychological damage, deprivation of educational opportunity through separation.
3. Treatment of prior holdings ($\mathcal{F}_t$ update)
Plessy v. Ferguson (1896)
- Status: Partially overruled (in education). "Any language in Plessy v. Ferguson contrary to this finding is rejected" (p. 494-495).
- Characterization: The Court does not declare Plessy wrong in all contexts. It says Plessy "involved not education but transportation" (p. 491) and then says the separate-but-equal doctrine "has no place" in education specifically.
- Model interpretation: Constraint removal, but scoped. The Plessy constraint (separate-but-equal is permissible if facilities are equal) is removed from $\mathcal{F}_t$ within the education subspace of $z$. Whether it survives in other institutional settings is left open.
Sweatt v. Painter (1950); McLaurin v. Oklahoma State Regents (1950)
- Status: Extended. The Court relies on these as establishing that "intangible" factors matter in education — the ability to study, engage, exchange views (p. 493).
- Characterization: Sweatt/McLaurin found inequality in tangible and intangible factors, so they "did not require" re-examination of Plessy. Brown addresses the question Sweatt "expressly reserved" (p. 492): what happens when tangible factors are equalized?
- Model interpretation: The Court reads these as constraints already in $\mathcal{F}_t$ requiring positive weight on intangible educational qualities. Brown tightens them: intangible harm from segregation alone suffices.
Cumming (1899); Gong Lum (1927)
- Status: Distinguished. These cases "did not challenge" the separate-but-equal doctrine itself (p. 491 n.8).
Slaughter-House Cases (1873); Strauder v. West Virginia (1880)
- Status: Relied on as establishing the core EP principle — that the 14th Amendment protects against state-imposed racial discrimination (p. 490 n.5).
4. Overruling (constraint removal at cost $C$)
What is removed: The Plessy constraint that separate-but-equal satisfies EP when facilities are equal — removed in the education context.
Justification (mapping to stare decisis factors):
- Changed facts/understanding: The Court emphasizes that public education's role has changed since 1868 and since 1896. "We must consider public education in the light of its full development and its present place in American life" (p. 492-493). Education is now "the very foundation of good citizenship" and "required in the performance of our most basic public responsibilities."
- Quality of reasoning: Implicit — the Court cites modern psychological evidence (fn. 11, the famous "doll studies") to show that the factual premise of Plessy (that separation does not imply inferiority) is wrong.
- Reliance interests: Not addressed.
Institutional cost: The Court defers the remedy to a separate argument term, signaling awareness that the practical cost of overruling is large (p. 495-496). This eventually becomes Brown II ("with all deliberate speed").
5. Breadth
Narrow reading (what the Court explicitly holds):
- Racial segregation in public schools violates EP, even when tangible facilities are equal.
- Limited to public education: "in the field of public education" (p. 495); "We must look instead to the effect of segregation itself on public education" (p. 492).
Broad reading (what the reasoning supports):
- The stigma/inferiority rationale is not education-specific. "To separate them from others of similar age and qualifications solely because of their race generates a feeling of inferiority" (p. 494) — this logic extends to any state-imposed racial separation.
- Within a year, the Court summarily extended Brown to public beaches, buses, golf courses, and parks (per curiam orders citing Brown), suggesting the Court itself understood the principle as broader.
Breadth ambiguity (already noted in institutions.md): The spectrum runs from "segregation in public schools violates EP" (narrow, fact-bound) to "any state-imposed racial classification is presumptively unconstitutional" (colorblindness). The opinion's text supports the narrow reading; the reasoning and subsequent application support something much broader. This ambiguity is a feature of the model: the holding constrains $\mathcal{F}_t$ substantially, but the extent of constraint is itself contested.
6. Concurrences / dissents (alternative admissible theories)
None. The opinion is unanimous and joined by all nine Justices. Warren achieved this deliberately — the unanimity itself was strategic, maximizing the holding's binding force by eliminating alternative readings that separate opinions would have provided. In model terms: no competing $(w, c)$ selections are placed on the record, which narrows the range of "plausible" interpretations future courts can invoke.
7. Reasoning revealing implicit weights on dimensions
Education is special (D7 weight is high):
"Today, education is perhaps the most important function of state and local governments... It is the very foundation of good citizenship." (p. 493)
This elevates the institutional-setting dimension. The Court signals that the weight on D7 (education) should be high, making the case for invalidation stronger than it might be in other settings.
Intangible harm dominates tangible equality:
"Our decision, therefore, cannot turn merely on a comparison of these tangible factors... We must look instead to the effect of segregation itself on public education." (p. 492)
Rules out decision rules where tangible equality is sufficient. The weight on stigma/psychological harm (D6) must dominate the weight on tangible-facility equality.
Psychological evidence:
"Segregation of white and colored children in public schools has a detrimental effect upon the colored children. The impact is greater when it has the sanction of the law..." (p. 494, quoting Kansas court finding)
The Court relies on social science evidence (fn. 11) to establish that the factual predicate of Plessy — that separation doesn't inherently imply inferiority — is empirically false.
Historical originalism is rejected as dispositive:
"This discussion and our own investigation convince us that, although these sources cast some light, it is not enough to resolve the problem with which we are faced. At best, they are inconclusive." (p. 489)
The Court declines to resolve the case based on the original understanding of the 14th Amendment. This is not a constraint on future reasoning, but it signals that admissible decision rules need not be grounded in historical practice.